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Operations Regulatory Regional Control Lead-SVP
A brief description of the department: Operations Regulatory Control (ORC) is a global team responsible for the delivery and oversight of complex, cross jurisdictional, cross business regulatory reporting (e.g., CAT, MIFID II, EMIR, 15c3-3, CFTC Part 43/45, SEBI ODI). The team's core functions are reporting, change management, quality assurance, client segregation, firm balancing and regulatory engagement. APAC group is currently responsible for the oversight and performance of regulatory reporting for SEBI ODI, and Short Position Reporting for Hong Kong, Singapore, Korea and Thailand markets We partner closely with Technology, Compliance, Legal, Operations, Risk & Controls and our lines of business to interpret, analyze , d


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