Overview . BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations, or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2022, BNY Mellon had $45.5 trillion in assets under custody and/or administration, and $2.3 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com . Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.
Job Purpose: Risk and Compliance oversees risk services across all BNY Mellon businesses. Risk management ensures new business risks are reviewed and approved, while Compliance maintains processes compliant with applicable laws, regulations, policies and ethics. The Office of Regulatory Relations is responsible for developing and coordinating the company-wide strategy and approach to major regulatory supervisory matters. The function centrally manages BNY Mellon's relationships and interactions with supervisory regulators, partnering with all business and functions across the company.
Role description and opportunities: Supports interactions with UK regulators, under direction of a Regulatory Relationship Manager. Coordinates the end-to-end processes for regulatory engagements, requests, and meetings through project management and oversees overall meeting logistics . Maintains regular contact with internal partners and coordinates/reports on project progress and accomplishments.
Responsibilities: This role will support UK regulatory interactions related to BNY Mellon's various businesses and functions:
Tracks and reports progress on project management activities related to regulatory reviews, requests, and meetings
Maintains tracking of regulatory commitments and monitors project results for significant deviations
Ensures the audit trail of regulatory correspondence is maintained in line with process
Proactively identifies obstacles and recommends solutions
Reports and escalates progress/issues to management, as needed
Supports the ORR UK relationship manager with logistics related to internal prep and external regulatory meetings
Requirements:
Bachelor's degree or the equivalent combination of education and experience in business management or related field is required
relevant work experience in Project Management preferred
Excellent organizational and communications (written and verbal) skills
Experience in the securities or financial services industry
Previous experience interacting with financial regulatory agencies preferred
Proven ability to manage multiple deliverables simultaneously and within tight deadlines
What we can offer you:
Challenging, fun and supportive environment
25 days holiday (in addition to Bank Holidays) plus opportunity to purchase up to 5 extra days
Highly competitive benefits package including pension and private medical cover
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
