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Director, Investment Management Compliance & Risk
This position is responsible for providing strategic direction for the Company's various compliance programs, making recommendations to enhance current assessment models, administering the U. S. compliance program for the Company's Investment Management division, including registered investment adviser (RIA) and broker dealer (BD) compliance, and supporting the Compliance leadership team. Additional responsibilities include ensuring compliance with our policies and procedures and other governing standards or requirements. Employees in this role will promote ethical behavior, facilitate ethical decision-making and contribute to compliance management activities and functions in support of the Company. JOB DESCRIPTIONDevelops, drafts, implements and ensures t


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