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Director - Compliance Officer
Responsibities: In performing the role as first line 'policy' defence, the BCO should: Liaise with Risk & Compliance, the Client Management Team, Investment Team, Operations, Law and others, as required, to consider the impacts of new relevant laws, regulations, and compliance and other risks which impact the business, and advise the Front Office accordingly. Assist and ensure policies, procedures and processes are either drafted or amended, periodically reviewed, and up-to-date. Ensure that all regulatory tracking (PEP, PDMR, Transaction Monitoring CPD, SPS etc) is up-to-date and managed to minimise risk to the business Project manage identified issues through to scale able, efficient and, where possible, systematised solutions with the


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