Laws, Rules, and Regulations Oversight Assurance Senior Manager Glasgow
As a Barclays Compliance Laws, Rules, and Regulations Oversight Assurance Senior Manager, you will have an exciting opportunity to be responsible for supporting the Head of Compliance Risk Oversight to provide an assurance capability over the newly implemented LRR Risk Management framework. This is a key role to assist with the mapping of Conduct related laws, rules, and regulations and to consider, and implement, any changes to the existing control taxonomy and framework.
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive and creating financial and digital solutions that the world now takes for granted.
At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, 'anchor', days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.
What will you be doing? ??? Designing and delivering reviews that provide insight and value by identifying risks and issues, or examples of good practice ??? Articulating root causes, outcomes, and consequences to support corrective actions or the further embedding of robust controls and processes at a fundamental level ??? Leading reviews to ensure your review team adhere to the Compliance Assurance methodology in the execution of reviews throughout planning, testing, and reporting ??? Spearheading assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions ??? Preparing robust action plans designed to materially and sustainably mitigate the risks identified in the issue ??? Providing cultural leadership through recognising and valuing differences, e.g., through collaboration across diverse networks ??? Working effectively and with credibility with a broad range of stakeholders, predominately senior VP and above ??? Realising efficiencies within the Standard Review lifecycle that both heightens the overall assurance product effectiveness and allows for compression of the end-to-end lifecycle
What we're looking for: ??? Excellent investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls ??? Experience of discussing contentious observations with management and recommending necessary actions ??? Exceptional analytical skills/mind with ability to deliver high quality work in a timely and structured manner ??? Working knowledge or prior experience of working with an Automated Assurance team to increase the use of data driven testing and data analytics within reviews
Skills that will help you in the role: ??? Experience and understanding working at Barclays and knowledge of the Barclays Risk and Controls Frameworks and Systems ??? Understanding of the regional regulatory environment and the key Laws, Rules and Regulation impacting the region ??? Management capability - able to manage multiple tasks across a variety of business areas and topics while delivering reviews according to plan in a timely and complete fashion
Where will you be working? Our new state-of-the-art Campus, right in the heart of Glasgow is a hub of creative collaboration. A place where everyone can bring their true selves to work and reach their full potential. Home to 5,000 of our colleagues, our Tradeston campus will support the community in more ways than one - by creating thousands of new career opportunities and celebrating local artists. A short walk from Central Station on the south of the Clyde, it will be a key location for the Barclays business that will deepen our ties with the city and its communities.