At Allegis Global Solutions we're proud to be the leader in global talent solutions. We draw upon decades of industry expertise to develop innovative tools, products, processes and strategies focused on outcome. Moreover, we're incredibly proud to have built a culture that empowers our people to make their mark while making deep connections that will last a lifetime. With our passion and culture for talent, we are truly transforming the way the World acquires talent.
Our Client is one of the leading global wealth managers with strong investment banking and asset management capabilities. Founded in 1856, they have expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, they are set for growth.
The role is a key member of the APAC Investment Banking Client Due Diligence Services - Regulatory Client Services
Manage and coordinate IBOR project working group calls, taking ownership of, assisting counterparty queries, and monitoring the process leading the completion of the review in the shortest possible time by minimizing risks and delays.
Coordinate, assist, and lead WG calls related to regulatory changes supporting APAC business.
Advise APAC GM, AFG and IBCM sales personnel on tax, client (or Product) suitability or other issues that are preventing/slowing business such as (a) Client ID and compliance requirements (b) Credit or Legal issues (c) static data issues (d) product system (OPP) issues.
Dedicatedly provide solutions and engage the relevant partners with a view to steadily improve and optimize controls performed and owned by the team.
Ensure high standards of Ethics and Control are maintained during data remediation, account opening process, reporting/investigating potential regulatory breaches.
Essential and Desirable Skills:
Knowledge of IB products and legal agreements
Good Excel skills
Diligent and proactive
You have project management skills, multi-tasker, and good communication skills.
Familiarity/knowledge with IB products and legal agreements.
Regulatory/KYC knowledge beneficial.
You provide full assistance on IBOR project and other mandate supported by the team i.e. review tax documentation and client (or Product e.g. EMIR, FinFraG, etc.) suitability.
You have dedicatedly provided/obtained/coordinated advice from/to relevant CS partners and/or Client, as needed to resolve potential or actual issues affecting due to regulatory changes.
You have driven and track, subject to pre-agreed parameters, the necessary prioritization review of the regulatory client outreaches, and reverse KYC.
Assist in implementing the regulatory project objectives and priorities set by management.
You have trained, engaged, and led by example junior members within the team.
You possess 2-3 years of experience for degree/non-degree holder.