Our client is a multinational Asset Management firm looking for a Director of Wealth Operations to oversee two major functions of the business. If you have existing experience working in Asset management with Mutual funds, KYC, AML, high net worth clients and distributors then this is an exciting opportunity for you!
Managing a team responsible for administration for different fund platforms
Perform client onboarding, maintenance, transaction processing, settlement, cash movement, cash reconciliation, reporting for different fund platforms
Perform KYC and AML checking
Manage the service quality and conduct regular service review of all outsourcing service providers.
Ensure the processes of FATCA/CRS reporting comply with the regulatory requirements
To coordinate due diligence review and internal/external auditors
To update and review the operating procedures regularly
Ad-hoc project work
What we are looking for:
Bachelor in Accounting, Finance, Business with 10+ years' working experience
Experience in multiple product platform distribution operations/wealth management operations
Management experience, leading a team
Experience in client onboarding including KYC and AML checking and monitoring
Experience and knowledge in order placement, execution and management under nominee structure
Experience and knowledge in FATCA and CRS reporting.
Experience in project management with key stakeholders.
Proactive / can-do approach and attitude
Strong problem-solving skills
Excellent command of written and spoken English and Chinese
SFC Type 1 License required or to be obtained within 6 months after onboarding