Serve as point of contact for the business lines to provide guidance on Reg W requirements
Oversee the Reg W Collateral Pool and Quantitative Limits, including establishing and monitoring thresholds and limits.
Documenting the daily usage of collateral pool per business against established thresholds.
Review daily control results reported by business lines
Challenge service level agreements and cost allocations processes between the Bank and its Covered Affiliates
Preparation of committee presentations and business line activities reports
Production of daily Reg W Exposure Dashboard and other periodic controls and reporting
Participate in reviews of new business activities to assess applicability to Reg W sections 23A and 23B
Work with business lines and Compliance as required in monitoring SG US activities
Support inquiries across second line of defense (Risk and Compliance), as well as third line of defense (Audit).
Escalate exceptions and/or program risks to Compliance and management
Writing and updating documented procedures.
Participate in maintenance and evolution of the overall Reg W strategy to ensure current practices meet regulatory requirements.
Strong working knowledge of MS Office specifically Excel and Power Point for creating detailed graphs, tables and presentations.
Ability to work with large sets of data from multiple sources for analysis
Working knowledge of Regulation W, a plus
Familiarity with bank business lines and products such as Treasury, Financing and/or Capital Markets, a plus.
3-5 years+ banking business knowledge and/or bank regulatory compliance knowledge
Regulation W reporting experience, a plus
Bachelors degree in Business, Accounting or Finance
The Finance Department (DFIN) is a global organization which plays a fundamental role in developing SG Group and financial planning, managing cash flow, project and digital, producing financial statements and regulatory reports, financial communications and ALM. DFIN Americas spans across the United States, Brazil and Canada. We actively contribute to supporting the Americas Business Units to manage their perimeter. Our activities are strategic and range from steering financial performance to closing books and records and producing all regulatory reports. We also provide strategic and tax advice for the management of SG Group's cash flow and short-term liquidity. Within DFIN Americas, the Regulation W Office is responsible for monitoring Société Générale's overall compliance with Reg W. This group serves as the primary point of contact for the front office business lines and Treasury group. The Reg W Office examines credit transactions and related exposures and is responsible for the management of the dedicated Collateral Pool and Quantitative Limits.
All our positions are open to people with disabilities
Job code: 19000RWT Business unit: SG Americas Securities Starting date: 25/11/2019 Date of publication: 01/11/2019
Internal Number: 6682206
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