The opportunity to provide broad ranging compliance input in relation to private bank product offerings.
You will develop outstanding business and compliance practices relating to the review and approval of private bank marketing materials and co-ordination along with engagement with key business partners
You will actively participate in private banking product related initiatives including product reviews and regulatory gap analysis.
You will facilitate the awareness and syndication of regulatory risk through engagement with multiple stakeholders across compliance, legal and COO functions.
As part of a broader team, you will develop scalable compliance processes using technology to drive efficiency and risk related outcomes.
You will assist with execution of compliance risk assessments and mapping of regulations.
You will keep track and maintain a knowledge base of marketing related regulations and compliance knowhow relating to the distribution of marketing material as well as supporting the formulation and implementation of policy.
You will continually assess regulatory risk, potential compliance issues relating to the marketing of multiple product lines and projects and raise material items to compliance management.
You will participate in relevant working groups.
You will deliver training in conjunction with the broader compliance team on compliance or regulatory requirements relating to your area of coverage.
You will backup other team members and provide support to the team if required.
You hold a university degree or higher
You have 3-7 years' work experience in the financial or professional services industry.
You have regulatory reporting experience
You have a positive can-do attitude, ability to deliver high quality and accurate outputs, and the ability to learn.
Experience in compliance and/or a professional background (legal, risk, audit, consulting) or with regulatory bodies would be a significant advantage.
You possess excellent interpersonal, oral and written communication skills, have a collaborative mind-set and able to work effectively within a team.
You will have proven project management skills and an ability to work with multiple partners across front office and senior management
MS Word, Excel and Power Point skills
You are ambitious, dedicated, hardworking and have the flexibility to adapt well to a dynamic working environment
High level of integrity, sense of urgency, attention to detail and quality standards
Internal Number: 6639109
About Credit Suisse
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