Silicon Valley Bank is the bankingpartner behind the most innovative and exciting companies globally. Our clientshave redefined solutions in many areas of the global economy, and we havepowered their success by providing them the right financial solution whetherthey are a promising little startup, an exciting venture backed company, asuccessful private equity company or a game changing biotech company. Inspiredby them, we are redefining Banking.
Thisposition is part of the leadership team for the SVB Technology & LifeScience Practice and is the point of contact for strategic, operational, andregulatory and compliance matters relating to our Credit Solutions practicewhich includes all credit and debt related products. The Director role ispart of the first line of defense, within the Business Risk Officer team, butwill liaise closely with the second line of defense functions. The positionwill be responsible for the development and implementation of the overall riskstrategy and compliance by providing people risk insight and operational riskcontrol for the business unit. This person is also responsible for building theculture of a well-managed organization in line with guidance from ERM, ORM,Compliance and other second line of defense groups.
Responsibilitiesinclude risk governance and oversight; execution and management of businessline procedures; business unit training program; execution of a robust controlstesting program; and risk identification and remediation program forself-identified, internal and external issues in keeping with corporate toolsand methodologies. The right personthrives in a high performance and fast-paced environment, working with a worldclass Team of Bankers.
Specific responsibilities include:
Partner with internal compliance, Internal Audit, legal, IT, payroll, and other process owners to identify risks, maintain compliance standards, and mitigate risks domestically and internationally
Provide expert support and advice to the business on risk identification and issue management
Lead the facilitation of risk assessments as directed by the second line of defense
Support process and control owners
Identify/provide tools to guide maintenance of controls
Proactively develop compliance and operational processes
Manage master project schedule related to business unit audits, reporting, findings/recommendations, corrective actions, and changes. When necessary, liaise between the business unit and auditors or examiners
Work with managers across all business unit functions to resolve risk issues as appropriate
Facilitate cross functional teams, facilitate project meetings, develop and maintain project plans and manage/support solution implementations
Manage audit process, including coordinating with business unit team members, external auditors, consultants and the internal compliance / Audit team
Ensure risk issues and corresponding action items are effectively remediated and evidenced.
Work closely with Operational Risk personnel on both the Risk Assessments and Risk Issues
Work with systems team to ensure data integrity, maintain compliance with federal/state and international requirements. Report accurate and timely information as it relates to compliance and risk responsibilities.
Partners with Director, Policy and Projects to manage processes to maintain business unit policies in compliance with applicable laws, rules, regulations
Coordinate and support process/control owners in maintenance of required compliance documentation as well as internal control practices.
Conduct risk management/compliance training as needed
Manage and/or support other special projects, initiatives, as needed
Skills and Requirements
Bachelors degree required (Masters degree desirable)with a minimum of 7-10 years of relevant risk management & Credit solutionsexperience
The ideal candidate will have direct experience workingin a first or second line risk role within a financial institution, orconsulting experience advising financial institutions on the implementation ofeffective Risk Management programs
Working knowledge of banking regulations within riskmanagement and bank-capital related disciplines
Strong expertise with MS Office including Word, Excel,PowerPoint, and Visio as well as Adobe. Expertise with Tableau and experience withGRC tools a plus.
Dedicated team player
Excellent interpersonal, communication and organizationalskills
Demonstrated project management, analytical and problemsolving skills
Ability to collaborate, negotiate, influence and buildconsensus across the organization
Primary Location: United States-California-San Francisco Work Locations: Job: Credit Organization: SVB Financial Group. Schedule: Full-time Job Posting: Sep 9, 2019, 6:59:59 PM
Internal Number: 6529211
About Svb Financial Group
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