Compliance Strategy Analyst, Assistant Vice President Burlington Massachusetts/en-US/Global/job/Burlington-Massachusetts/Compliance-Strategy-Analyst--Assistant-Vice-President_R-623836/apply
Compliance Strategy Analyst, Assistant Vice President Charles River Development Integration Team
With the acquisition of Charles River Development (CRD), State Street will combine their existing front, middle and back office capabilities with CRDs front-office systems which will enable State Street to deliver a global front-to-back platform for asset managers and asset owners that will be unique in the investment servicing industry. This interoperable platform, supported by deep enterprise data management capabilities, will enable investment workflows, provide advanced data aggregation, analytics and compliance tools, and connect and exchange data with other industry platforms and providers.
In this role, the Compliance Strategy Analyst, Assistant Vice President, will be acting as a trusted influential advisor responsible for the development, application and execution of the Compliance Oversight Program for Charles River Development compliance risks. You will be responsible for the identification, analysis, measurement, reporting, and management of compliance risk at both the corporate level and in partnership with the business units in support of their activities.
As a risk and compliance leader, you will have the opportunity to assist with developing and tailoring the oversight program to focus on critical compliance risk, business unit strategy, framework, processes and solicit engagement cross the three lines of defense. You will have a chance to help evolve the compliance risk posture and maturity.
Key Duties and Responsibilities:
Provide compliance advice to employees working in Charles River Development (CRD) entities or supporting CRD integration efforts
Assist with the development, maintenance and execution of the Compliance Oversight Program, including participation in periodic risk assessments, liaising/providing advice to the Compliance Risk
Monitoring Team and CRD Business Controls team
Assist in assessing the impact of new or changes to laws and regulations applicable to CRD and support the business in development of action plans, procedures, and controls
Prepare business for and assist with regulatory and third party examinations
Assist with the compliance component of internal or external audits and/or regulatory examinations
Participate in business and compliance meetings/calls and contribute to the preparation of management reports
Assist with the review and update of compliance policies and procedures
Handle compliance-related queries from business colleagues and clients
Support the review of new business initiatives, products and services
Assist in the preparation of responses for compliance-related questions in Requests for Proposal
Participate in global/regional Compliance and/or CRD projects (as required)
Maintain and continuously develop knowledge around core CRD products, the financial marketplace, and competing technology
Bachelors degree, Masters or other advanced degree preferred
Minimum 5-7 years in financial services with experience in compliance, risk, audit or legal
Have a strong understanding of policies, procedures and controls
Excellent interpersonal, organizational, communication and team-working skills
Demonstrated ability to work effectively with outside parties at all organizational levels
Strong analytical skills, excellent oral and written communication skills
Attention to detail, project management and organizational skills
Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environment
Ability to make independent decisions, develop creative solutions to problems, advocate for same and manage implementation through to acceptance
Assume ownership for the delivery of projects while also operating successfully in a cross-functional team environment
Posted TodayFull timeR-623836
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Internal Number: 6406609
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