Position Overview: Audit Supervisor position responsible for independently executing an audit program designed to independently validate the design and effectiveness of controls to manage risks related to the Global Equities businesses. Candidate will be responsible for understanding the risks and controls across the enterprise and defining a risk based testing approach to evaluate the design and operating effectiveness of controls. Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders. Establishes business partner relationships. Provides ongoing coaching and feedback to junior team members. Candidate will also identify areas where manual testing can be automated and drive out the automation of manual testing processes with the assistance of the Audit Automation team. Strong problem solving, critical thinking, communication and excellent project management skills are required. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Actively supports peers and audit team with development as part of on the job training. Fosters a positive and inclusive work environment.
Desired Job Skills: Experience with automation and data analytics
5+ years of audit experience, including 3+ years of Global Equities related experience.
Strong critical thinking, problem solving, analytical mindset required
Strong verbal and written communication skills
Excellent Project Management skills including multi-tasking
Strong leadership skills
Location: East Hartford, CT; Wilmington, DE; Boston, MA; New York, NY; Charlotte, NC; Riverside, RI
Internal Number: 19051896
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