TASKS AND RESPONSIBILITIES Internal Audit is currently looking for an experienced Internal Audit professional with a strong compliance and Internal Audit background to join our SGIAA Internal Audit's Chief of Staff (CoS)/Professional Practices team in New York. The individual will be responsible for coordination & responses to the regulatory reviews and inquires addressed to the Internal Audit Department throughout the year; keeping a consolidated view of IA's reviews of all supervisory findings; contributing to various presentations for the governance Committees; and providing guidance to the IA team on methodology matters; contributing to the Annual Risk Assessment process.
The individual will also be responsible for coordinating all department-wide enhancement projects aimed at transforming the team to the best in class. In this capacity, the individual will participate and steer operational meeting with SGIAA Senior Management.
The Regulatory Liaison/Projects Manager primary responsibilities will include, but not limited to:
Assist in the handling of regulatory audits of the Internal Audit Department
Interface with all related parties on IA initiatives related to supervisory matters or reviews to offer a consolidate view at any given point of time
Draft responses to regulatory matters impacting IA, and provide input to various local and Group-wide presentations, prepare various relevant presentations
Monitor regulatory changes impacting the Firm and Audit Department and update relevant team members
Perform annual SGIAA self-assessment
Support SGIAA department, and CoS team in preparation of various Management and Board materials, contribute to the facilitation of the annual Risk Assessment exercise, perform various Professional Practices duties.
Establish governance structure and coordination of various internal projects
Provide QA support, if needed
Provide guidance to auditors on acceptable practices and standards
Develop and maintain positive and effective partnerships with colleagues and internal customers
Other tasks, as needed
All our positions are open to people with disabilities
SKILLS AND EXPERIENCE (REQUIRED) Competencies:
Strong knowledge of SR 13-1, Internal Audit Professional Standards, and Regulatory expectations
Experience in effectively managing projects. Has strong project management skills and establishes goals, priorities and ability to meet budgets and deadlines
Excellent organizational skills and ability to manage multiple tasks in a dynamic, fast-paced environment
Demonstrates initiative, integrity and a strong desire to learn
Self-starter; Able to deliver "out of the box" solutions
Excellent judgment; Has strong analytical and problem-solving skill, while being detailed oriented
Demonstrates a high level of written and oral communication
Seeks out functional and cross functional opportunities for optimizing operational processes and cost efficiency
Strives to develop innovative solutions and demonstrates originality in the creation of new tasks
Involves and collaborates with others; and is a demonstrated team player
Accountable for actions and decisions and express opinions transparently
Collaborates well with others, shares information, and develops team spirit
Experience in working with regulators, especially FRB
Strong Analytical, research and problem-solving skills
Ability to explain difficult concepts in simple terms
Exceptional project management skills
Excellent verbal and written communication skills
Advanced excel and Powerpoint
EDUCATION/PRIOR EXPERIENCE Required :
Bachelor degree Law, Compliance related matters, Mathematics, Statistics, Finance, Economics.
6+ years in Internal Audit field in the role of internal auditor with focus on Compliance matters. Experience in Professional Practice or Quality Assurance teams within IA will be considered as advantage.
The ideal candidate would have an experience working for FRB, as well as would have hands-on experience with conducting Audit Risk Assessment
Desired / Plus :
Project management certification is considered as an advantage
Usage of Data Analytics tools is a plus
Work experience in a similar position or in audit
Environment DEPARTMENT DESCRIPTION
The Inspection and Group Audit Division (IGAD) represents Societe Generale's independent internal audit function, comprised of over 1200 professionals covering SG's global businesses and services in over 80 countries. The SG Internal Audit Americas (SGIAA) Department within IGAD is a group of about 80 professionals, based in New York, New Jersey, San Paulo and Bangalore, who are responsible for assessing SG's multiple businesses in the Americas region.
SGIAA Department is looking to complement the team with driven individuals, who enjoy working in a fast-paced environment, are innovative and prepared to generate new ideas and "go the extra-mile" in achieving a common goal. Joining SGIAA will give you a unique opportunity to not only work on regulatory matters, but also to participate in department-wide projects aimed at transforming the team to the best in class. For those who succeed, future opportunities include career growth within/outside department, including international mobility.
Job code: 19000EG4 Business unit: SG CIB Starting date: Immediate Date of publication: 17/08/2019
Internal Number: 6285775
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