State Street's Corporate Audit Department At State Street, our people are our most valuable resource. We know that smart, skilled, productive employees are essential to our company's continued success. As a leading provider of financial services, with operations in 29 countries and more than 32,000 employees worldwide, we work hard to provide an environment where every employee feels engaged, valued, and well-equipped to reach their full potential.
State Street's Corporate Audit Department carefully recruits staff with a combination of backgrounds, including prior audit experience in internal and external audit practices, information technology or specialized areas such as regulatory compliance, securities trading and operations. As a member of State Street Corporation's Audit Division you will be part of a team where collaboration is encouraged, excellence is rewarded, and diversity is valued. We offer flexible schedules, continuous training, global exposure and multiple opportunities for personal and professional growth.
Our team of 280 professionals is responsible for providing independent, objective assurance and advisory services designed to add value, minimize risk and improve the overall control environment of State Street Corporation and its subsidiaries. Our auditors interact and communicate regularly with executive management and have tremendous insight into all parts of the company's daily operations. Our audit team acts as:
Independent advisors-advising management on risks related to strategic initiatives, organization, process and systemic changes;
Subject matter specialists and controls experts-providing knowledge and experience in key risk areas;
Efficiency specialists-identifying inefficiencies in risk management and control design; and
Problem-solving partners-looking ahead to help management envision future risks and opportunities.
The Senior Auditor will work with a team of professionals to assess the adequacy and effectiveness of controls designed to ensure the businesses are complying with relevant regulatory requirements and corporate policy and procedures;
The Senior Auditor will be a member of the team responsible for the execution of key centralized and local Financial Crime and Compliance audits and for providing subject matter expertise and oversight for Anti- Money Laundering (AML) , Counter-Terrorist Financing (CTF), Sanctions and Compliance audits conducted including: establishing, implementing, and monitoring firm-wide risk assessment and testing programs for areas like: AML/CTF Program, Sanctions Program, Compliance Oversight Program, Compliance Risk Management Framework and US and local specific regulatory requirements;
The Senior Auditor must be an experienced professional who possesses strong auditing and/or regulatory examination skills, and a good knowledge of the key regulations and current regulatory developments relevant to State Street's businesses;
The Senior Auditor is also expected to interact and to maintain relationships with senior internal stakeholders;
The ability to communicate effectively verbally and in writing to support the maintenance of the program, as well as, strategic direction and goals of the Firm is critical;
The Senior Auditor will mainly participate in Financial Crime and Compliance audits and control consulting engagements that evaluate corporate management, business processes, business controls, risk assessments and operating practices globally;
The Senior Auditor should clearly demonstrate proficiency in evaluating and testing internal controls and in applying risk based audit skills to business units globally;
The Senior Auditor will prepare and/or review audit work papers ensuring sound audit theory and compliance with the department's risk based audit methodology;
The Senior Auditor ensures that audits are completed in compliance with the Corporate Audit Department and Institute of Internal Auditor standards;
The candidate requires good analytical, interpersonal, time management, project management, research and communications skills;
The Senior Auditor will participate in audits across State Street's businesses in EMEA and other regions; and
The Senior Auditor will report to the Head of Audit Poland.
Skills and Qualifications
Audit experience in either public accounting or internal audit, and relevant financial services industry experience in Custody, Alternative Investments, Private Equity and regulations (3-5 years);
Experience in either working or auditing financial service's AML, CTF, Sanctions and Compliance functions;
Working knowledge of key financial service's regulations;
Degree-level education and a relevant professional qualification with post-qualified experience. In addition, the successful candidate will need:
A range of personal attributes, including being collaborative, determined, energetic, inquisitive, intelligent and articulate;
To work independently as well as being able support the overall team;
Strong communication skills, both verbal and written in order to effectively communicate with senior leaders within business divisions;
An understanding of key regulations impacting State Street businesses; and
Willingness to travel, mostly within Europe (estimated at 25%).
Employee savings plan
Premium life insurance package
VIP medical package
International operating environment
Soft skills trainings
Development sessions with a mentor
Diversity of opportunities across a range of challenging and highly complex activities
Technical or leadership career pathway
Internal Number: 5849405
About State Street UK
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