It's business philosophy and strategy is to tap on technology innovation to stay ahead and continue to be relevant on how brokerage services are provided going ahead. It will digitalize and automate front to back processes to provide new customers experiences and differentiate from our competitors.
The company strives towards innovation and build its dreams with strong core values. Employees are it's greatest assets. The growth and increase in value of the company are contributed by the effort and commitment from every employee.
Developing and maintaining a compliance plan to monitor compliance with internal policies and external legislation and regulations
Drafting and handling of correspondences and filing with the regulator and exchanges
Point of contact for exchanges and regulatory issues
Be responsible for tracking regulatory changes and perform initial impact assessment on regulatory changes to Singapore.
Keep track and remind of upcoming compliance deadlines
Keeping of compliance policies and procedures up to date
Prepare regular compliance reports to management
Reviewing marketing materials for compliance
Review trades surveillance reports
Qualifications and Experience
At least 3 years' relevant experience in a regulated financial institution
Fresh graduates with relevant degree or diploma in corporate law and legal practice will also be considered
Bilingual in English and Mandarin
Able to work independently under pressure
Self-motivated with high level of integrity
For interested parties, please kindly click on the APPLY button to send us your updated CV with current and expected salary
Internal Number: 5205490
About Orient Futures International (Singapore) PL
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