Minimum 5 years of transfer agent, internal audit, compliance or related operational experience required; experience in the financial services industry preferred.
In depth knowledge of Microsoft Products (e.g., Word, Excel and Access) including formulas and database queries required.
Knowledge of financial services industry required; knowledge of mutual fund industry operations and related regulatory requirements preferred.
Understanding industry best practices for obtaining and analyzing data from intermediaries preferred
Project management experience and prior quality control, audit or oversight experience preferred.
Knowledge of Federated products, operations, organization, systems and operating policies preferred
Demonstrate in-depth understanding of all relevant regulatory rules and regulations (i.e. 1940 Act, SEC Rule 22c-1, 22c-2.) Apply that knowledge to implement effective work processes
Perform oversight for Transfer Agency functions
Assess the risk associated with client intermediaries by reviewing intermediary operating processes, procedures, contracts, 3rd party audit reports and trade data
Analyze transaction processing associated with ISRM daily responsibilities to ensure compliance with prospectus guidelines and requirements
Work with external vendors and clients on projects and compliance related initiatives related to transaction monitoring. This includes, but is not limited to, the analysis of transaction data, mapping of incoming files, recommending enhancements to applications and establishing corresponding business requirements
Assist in the maintenance and documentation of department / company policies and procedures
Create monthly and quarterly reports of volumes, trends and fund related information for senior management using multiple applications (i.e. MS Word, Excel, Access, Powerselect and MARS)
Provide feedback and recommendations to ICI industry initiatives/questionnaires, Committee requests and requests from Senior Management
Assist in the monitoring and quality control of day to day activities
8:30 a.m. - 5:00 p.m. (additional hours as required)
Warrendale Location – Warrendale, PA 15086
Effective interpersonal communication skills.
Strong analytical skills along with professional skepticism.
Strong project management, planning and organizational skills.
Ability to work independently and make effective decision with limited direct guidance.
Ability to provide direction to staff level personnel.
Ability to manage multiple projects simultaneously.
Decision making and problem solving skills with particular attention given to detail and accuracy.
Ability to read and understand business requirements, technical design documents and contracts
Federated Investors, Inc. offers a competitive salary and benefits package along with a professional environment.
Only those candidates in whom we have an interest will be contacted.
Internal Number: 7549
About Federated Investors
Since 1955, millions of investors in the United States and around the globe have relied on Federated Investors, Inc. (NYSE: FII) for world-class investment management. Federated has grown to become one of the nation's largest investment managers with $397.6 billion in assets under management.
Federated has honed its disciplined investment process over a half-century to deliver style-consistent investment products, including 123 domestic and international equity, fixed-income and money market funds, as well as a variety of separately managed accounts. Federated's diversified product line is distributed through more than 8,400 financial intermediaries and institutions who assist investors in meeting their unique objectives. For additional information about Federated Investors visit FederatedInvestors.com.